CHAPTER 22.

APPENDIX.

 

DOCKET NO. ER-                             ,SUB      

FILING FEE RECEIVED                                

 

BEFORE THE NORTH CAROLINA UTILITIES COMMISSION

 

APPLICATION FOR CERTIFICATE OF AUTHORITY TO RESELL ELECTRIC SERVICE IN ACCORDANCE WITH G.S. 62-110(h) and NORTH CAROLINA UTILITIES COMMISSION CHAPTER 22

 

INSTRUCTIONS

 

If additional space is needed, supplementary sheets may be attached.  If any section does not apply, write "not applicable."

Utility laws, the Commission's Rules, and other information may be accessed at http://www.ncuc.net/index.htm

 

APPLICANT

 

1.             Name of owner                                                                                                                                                                   

                (Individual name if the owner is a sole proprietor or business name if not a sole proprietor.)

2.             Business mailing address of owner                                                                                                                 

                City and state_____________________________________________________Zip code                                

3.             Business telephone number_______________________________________ Business fax number                

4.             Business email address                                                                                                                                                     

 

PROPOSED UTILITY SERVICE AREA

 

5.             Name of Apartment Complex                                                                                                                                          

6.             Street Address of Apartment Complex                                                                                                                          

7.             County                                                                                                                                                                                  

8.             Name, address and telephone number of the supplier of purchased power                                                               

9.             Number of tenants that can be served at this apartment complex:                                                                           

 

RESALE PROVISIONS

 

10.          Describe the method Applicant proposes to use to allocate the supplier's individual electric bill for a unit among all the tenants in the unit (NCUC Rule R22-5):                                                                                                                                                                                                                                                                                                                                                                                                        

11.          Monthly administrative fee per bill:                                                                                                                               

(Pursuant to NCUC Rule R22-5(d), no more than $3.75 per month - the maximum amount authorized for water resellers by Commission Rule R18-6, may be added to the cost of electric service as an administrative fee. The amount of administrative fee, up to the maximum amount, should be justified by Applicant's actual costs.)

12.          Bills will be past due____days after they are mailed or otherwise delivered to tenants.  (NCUC Rule R22-7(e) specifies that bills shall not be past due less than twenty-five (25) days after mailing or other delivery to tenants.)

13.          Late fee amount:                                                                                                                                                

                (Pursuant to NCUC Rule R22-5(d) and (e), no more than 1% per month on the balance in arrears.)

                Number of days after mailing or other delivery of bills at which the late fee begins to apply:                           

(See NCUC Rule R22-5(e) and (7)(e).)

14.          Returned check charge:                                                                                                                                                     

(Pursuant to NCUC R22-5 and G.S. 25-3-506, no more than $25.00)

15.          Statement of the Applicant's plans for retention and availability of records (see NCUC Rule R22-6(a) and (b)):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          

 

PERSONS TO CONTACT

 

 

 

NAME

ADDRESS

TELEPHONE

16.

Management

 

____________________

 

______________________________________________________________

Email __________________________

 

_________________

 

17.

Complaints or Billing

 

____________________

 

______________________________________________________________

Email __________________________

 

_________________

 

18.

Emergency Service

 

____________________

 

______________________________________________________________

Email __________________________

 

_________________

 

19.

Filing and Payment of Regulatory Fees to Utilities Commission

 

____________________

 

____________________________________________________________________

Email __________________________

 

_________________

 

 

OTHER PROVISIONS

 

20.          Applicant must notify the Commission in writing within 30 days if any information supplied on this form changes in the future.

21.          Applicant must also file quarterly Regulatory Fee Reports and make regulatory fee payments.  Details are set out in NCUC Rule R15-1.

REQUIRED EXHIBITS

 

22.          If the Applicant is a corporation, LLC, LP, or other legal business entity, enclose a copy of the certification from the North Carolina Secretary of State (Articles of Incorporation or Application for Certificate of Authority for Limited Liability Company, etc.).  (Must match name on Line 1 of application.)

23.          If the Applicant is a partnership, enclose a copy of the partnership agreement.  (Must match name on Line 1 of application.)

24.          Enclose a copy of a Warranty Deed showing that the Applicant has ownership of all the property necessary to operate the utility. (Must match name on Line 1 of application.) 

25.          Enclose a vicinity map showing the location of the apartment complex in sufficient detail for someone not familiar with the county to locate the apartment complex.  (A county roadmap with the apartment complex outlined is suggested.)

26.          Enclose a copy of the supplier's schedule of rates that will be charged to the Applicant for purchased power.

27.          Enclose a copy of any agreements or contracts that the Applicant has entered into covering the provision of billing and collections services to the apartment complex.

28.          Indicate the number of apartment buildings to be served, the number of units in each apartment building and the number of bedrooms in each unit.      

29.          Enclose a copy of the template or form used for billing statements.

30.          Enclose a copy(ies) of the form(s) used for leases to tenants, including a statement of which parts of the lease relate to billing for electric service.

 

FILING INSTRUCTIONS

 

31.          Submit one (1) original application with required exhibits and original notarized signature, plus seven (7) additional collated copies to:  [USPS address] Chief Clerk's Office, North Carolina Utilities Commission, 4325 Mail Service Center, Raleigh, North Carolina 27699-4325, or [overnight delivery or hand delivery at street address] Chief Clerk's Office, North Carolina Utilities Commission, 430 North Salisbury Street, Raleigh, North Carolina 27603.  Provide a self-addressed stamped envelope, plus an additional copy, if a file-stamped copy is requested by the Applicant.

32.          Enclose a filing fee as required by G.S. 62-300. A Class A utility (annual electricity reseller revenues of $1,000,000 or more) requires a $250 filing fee. A Class B utility (annual electricity reseller revenues between $200,000 and $1,000,000) requires a $100 filing fee. A Class C utility (annual electricity reseller revenues less than $200,000) requires a $25 filing fee.  MAKE CHECK PAYABLE TO N.C. DEPARTMENT OF COMMERCE/UTILITIES COMMISSION.

 

SIGNATURE

 

33.

Application shall be signed and verified by an authorized representative of the Applicant.

Signature                                                                                                              

Printed Name                                                                                                      

Title                                                                                                                      

Date                                                                                                                      

34.

(Typed or Printed Named)

 

 

personally appearing before me and, being first duly sworn, says that the information contained in this application and in the exhibits attached hereto is true to the best of his/her knowledge and belief.

 

This the ________ day of _________________, 20               

                                                                                               

                                                                                                                                                                                     Notary Public

My Commission Expires:                                                 

                                                                                                                                                                                Date

(NOTARY SEAL)




SELLER DOCKET NO.

ER-

PURCHASER DOCKET NO.

ER-

FILING FEE RECEIVED

 

 

BEFORE THE NORTH CAROLINA UTILITIES COMMISSION

 

APPLICATION FOR TRANSFER OF AUTHORITY TO RESELL ELECTRIC SERVICE FOR APARTMENT COMPLEXES

 

INSTRUCTIONS

 

If additional space is needed, supplementary sheets may be attached.  If any section does not apply, write "not applicable".

 

SELLER

 

1.

Name of current certified owner

 

2.

Mailing address

 

3.

Business telephone number

 

 

PURCHASER ("Applicant")

 

4.

Name of purchaser

 

5.

Business mailing address of purchaser

 

 

     City and state

 

Zip code

 

6.

Business telephone number

 

Business fax number

 

7.

Business email address

 

 

 

UTILITY SERVICE AREA

 

8.

Street Address of Apartment Complex

 

9.

Name of Apartment Complex

 

10.

County (or counties)

 

11.

Supplier of purchased power

 

 

 

RESALE PROVISIONS

 

12.          Describe the method Applicant proposes to use to allocate the supplier's individual electric bill for a unit among all                   the tenants in the unit (NCUC Rule R22-5):                                                                                                                                                 

                                                                                                                                                                                                                                               

13.          Monthly administrative fee per bill:                                                                                                                                                               

(Pursuant to NCUC Rule R22-5(d), no more than $3.75 per month - the maximum amount authorized for water resellers by Commission Rule R18-6, may be added to the cost of electric service as an administrative fee. The amount of administrative fee, up to the maximum amount, should be justified by Applicant's actual costs.)

14.          Bills will be past due____days after they are mailed or otherwise delivered to tenants. (NCUC Rule R22-7(e) specifies that bills shall not be past due less than twenty-five (25) days after mailing or other delivery to tenants.)

15.          Late fee amount:                                                                                                                                                                                

                (Pursuant to NCUC Rule R22-5(d) and (e), no more than 1% per month on the balance in arrears.)

                Number of days after mailing or other delivery of bills at which the late fee begins to apply:                                                           

                (See NCUC Rule R22-5(e) and (7)(e).)

16.          Returned check charge: ________________________________________________________________________

                (Pursuant to NCUC Rule R22-5 and G.S. 25-3-506, no more than $25.00.)

 

17.          Statement of the Applicant's plans for retention and availability of records (see NCUC Rule R22-6(a) and (b)):                          

                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               

                                                                                                                                                                                                                                               

 

PERSONS TO CONTACT

 

 

 

NAME

ADDRESS

TELEPHONE

18.

Management

 

____________________

 

______________________________________________________________

Email __________________________

 

_________________

 

19.

Complaints or Billing

 

____________________

 

______________________________________________________________

Email __________________________

 

_________________

 

20.

Emergency Service

 

____________________

 

______________________________________________________________

Email __________________________

 

_________________

 

21.

Filing and Payment of Regulatory Fees to Utilities Commission

 

____________________

 

______________________________________________________________

Email __________________________

 

_________________

 

 

OTHER PROVISIONS

 

22.          Applicant must notify the Commission in writing within 30 days if any information supplied on this form changes in the future.

23.          Applicant must also file quarterly Regulatory Fee Reports and make regulatory fee payments.  Details are set out in NCUC Rule R15-1.

 

REQUIRED EXHIBITS

 

24.

If the Purchaser is a corporation, LLC, LP, etc., enclose a copy of the certification from the North Carolina Secretary of State (Articles of Incorporation or Application for Certificate of Authority for Limited Liability Company, etc.). (Must match name on Line 4 of application.)

25.

If the Purchaser is a partnership, enclose a copy of the partnership agreement. (Must match name on Line 4 of application.)

26.

Enclose a copy of a Warranty Deed showing that the Purchaser has ownership of all the property necessary to operate the utility. (Must match name on Line 4 of application.) 

27.

Enclose a vicinity map showing the location of the apartment complex or manufactured home park in sufficient detail for someone not familiar with the county to locate the apartment complex or manufactured home park. (A county roadmap with the apartment complex or manufactured home park outlined is suggested.)

28.

Enclose maps of the apartment complex or manufactured home park in sufficient detail to show the layout of streets, apartment buildings or manufactured home lots, and water and/or sewer mains.

29.

Enclose a copy of the supplier's schedule of rates that will be charged to the provider for purchased water.

30.

Enclose a copy of the supplier's schedule of rates that will be charged to the provider for purchased sewage treatment.

31.

Enclose a copy of any agreements or contracts that the Purchaser has entered into covering the provision of billing and collecting and meter reading services to the apartment complex or manufactured home park.

32.

If the provider is requesting to include the supplier's administrative fee in its administrative fee, enclose an exhibit listing the master meters serving the apartment complex or mobile home park, indicating for each master meter the size of the meter. Apartment complexes should also indicate the number of apartment buildings served by the meter, and the number of apartments in each apartment building.

 

 

 

 

FILING INSTRUCTIONS

 

33.          Submit one (1) original application with required exhibits and original notarized signature, plus seven (7) additional collated copies to: [USPS address] Chief Clerk's Office, North Carolina Utilities Commission, 4325 Mail Service Center, Raleigh, North Carolina 27699-4325, or [overnight delivery or hand delivery at street address] Chief Clerk's Office, North Carolina Utilities Commission, 430 North Salisbury Street, Raleigh, North Carolina 27603. Provide a self-addressed stamped envelope, plus an additional copy, if a file-stamped copy is requested by the Applicant.

34.          Enclose a filing fee as required by G.S. 62-300. A Class A utility (annual electricity reseller revenues of $1,000,000 or more) requires a $250 filing fee. A Class B utility (annual electricity reseller revenues between $200,000 and $1,000,000) requires a $100 filing fee. A Class C utility (annual electricity reseller revenues less than $200,000) requires a $25 filing fee. MAKE CHECK PAYABLE TO N.C. DEPARTMENT OF COMMERCE/UTILITIES COMMISSION.

35.          This application may be filed before title to the property passes to the new purchaser. In that event, the deed required in Item 26 above shall be filed with the Commission as a follow-up to the initial transfer application, once the deed has been executed and recorded with the Register of Deeds. The Commission may approve the transfer application with the condition that it is not effective until the deed is executed, recorded, and has been filed with the Commission.

 

SIGNATURES

 

36.

Application shall be signed by an authorized representative of the seller.

Signature                                                                                                              

Printed Name                                                                                                      

Title                                                                                                                      

Date                                                                                                                      

 

37.

Application shall be signed and verified by an authorized representative of the purchaser.

Signature                                                                                                              

Printed Name                                                                                                      

Title                                                                                                                      

Date                                                                                                                      

38.

(Typed or printed name of the purchaser's representative)

 

 

 

 

 

personally appearing before me and, being first duly sworn, says that the information contained in this application and in the exhibits attached hereto is true to the best of his/her knowledge and belief.

 

This the ________ day of _________________, 20               

                                                                                               

                                                                                                                                                                                Notary Public

My Commission Expires:                                                 

                                                                                                                                                                                                                Date

(NOTARY SEAL)

 

(NCUC Docket No. ER-100, Sub 0, 04/19/2012; NCUC Docket No. ER-100, Sub 0, 03/31/14; NCUC Docket No. ER-100, Sub 0, ER-100, Sub 2, 07/20/2015 & 07/23/2015).