11 NCAC 08 .0716             COMPLIANCE

(a)  General CEO compliance with annual CE requirements may be determined through an audit process conducted by the Board's staff. Determination of individuals to be audited shall be accomplished either through a random selection process or based on information available to the Board's staff. Individuals selected for auditing shall provide the Board's staff with documentation of the CE activities claimed for the renewal period, including attendance verification records in the form of transcripts, completion certificates, and any other documents supporting evidence of attendance.

(b)  Attendance records shall be maintained by CEOs for a period of three years following the applicable certificate renewal date for audit verification purposes.


History Note:        Authority G.S. 143-151.13A(f);

Eff. February 1, 2006;

Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. January 9, 2018.